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Dead-Direction Signatures: A Cheap Spectral Reading of Singular Complexity

arXiv.org Machine Learning

Singular learning theory characterises the complexity of a deep network through the geometry of its loss singularities. The local learning coefficient (LLC), the standard estimator of Watanabe's real log canonical threshold (RLCT, $ฮป$), reads this geometry as an integrated Bayesian scalar through SGLD, which needs per-task calibration and $10^4$-$10^6$ forward-backward passes per checkpoint. We introduce Dead-Direction Signatures (DDS), a family of cheap closed-form spectral readings of singular structure: each reads a network's activation matrix or per-sample-gradient Fisher-Gram at a chosen layer, replacing the SGLD posterior chain with spectral linear algebra. The readings rest on a dead-direction framework that predicts a structural correlation between activation- and Fisher-side spectra at any singular minimum, and a rank-multiplicative volume identity that single-eigenvalue monitors cannot produce: the active-volume $\log\det^{+}(G)$ slope counts the dead directions, tracking the rank-deficit $r$ across $r \in \{1,2,3,4\}$ (slope ratios $2.0, 3.1, 4.0$ at $r{=}2,3,4$ against the predicted $2,3,4$), where the smallest eigenvalue is rank-blind. On reduced-rank regression with closed-form $ฮป$, calibrated LLC recovers $ฮป$ at $99\%$ mean and the DDS observables rank-track it at the framework-predicted sign; on a non-linear modular-addition transformer DDS separates $d_{\mathrm{model}}$ across eighteen orders of magnitude where calibrated LLC at the protocol budget is rank-flat. Complementary to LLC's integrated posterior reading, DDS gives a directional, layer-local handle on a network's dead directions, read in closed form from its activation and gradient spectra.


Online Learning of Neural Networks

Neural Information Processing Systems

We study online learning of feedforward neural networks with the sign activation function that implement functions from the unit ball in Rd to a finite label set Y = {1,...,Y}. First, we characterize a margin condition that is sufficient and in some cases necessary for online learnability of a neural network: Every neuron in the first hidden layer classifies all instances with some margin ฮณ bounded away from zero. Quantitatively, we prove that for any net, the optimal mistake bound is at most approximately TS(d,ฮณ), which is the (d,ฮณ)-totally-separablepacking number, a more restricted variation of the standard (d,ฮณ)-packing number. We complement this result by constructing a net on which any learner makes TS(d,ฮณ) many mistakes. We also give a quantitative lower bound of approximately TS(d,ฮณ) max{1/(ฮณ d)d,d} when ฮณ 1/2, implying that for some nets and input sequences every learner will err for exp(d) many times, and that a dimension-free mistake bound is almost always impossible.



We are very grateful to the reviewers for their helpful feedback and suggestions, and are pleased to have received a

Neural Information Processing Systems

Our responses to the main concerns are given as follows. Section 4.4 for a related discussion and generalizations to non-unit norms. We would be happy to move some of the less central corollaries (e.g., Sections 4.2 and 4.5) to the We will also correct the typo in Line 202.


Reviews: On the Convergence Rate of Training Recurrent Neural Networks

Neural Information Processing Systems

This paper shows that GD/SGD can minimize the training loss of RNNs with linear convergence rate assuming the hidden layer width is sufficiently large (polynomial in data size and time horizon length). In order to prove this, the authors show that within a small region around the initialization, the norm square of the gradient can be lower bounded by the function value (Theorem 3). The authors further show that the loss function is somewhat smooth (Theorem 4), which guarantees that moving in the negative gradient direction can decrease the function value. This paper builds new techniques to analyze multi-layer ReLU networks. This paper shows that with appropriate initialization, ReLU activations avoid exponential exploding and exponential vanishing.


Reviews: Covariate-Powered Empirical Bayes Estimation

Neural Information Processing Systems

This theory paper provides a number of novel results, including theoretical analysis of minimax bounds and an empirical analysis, for combinations of relatively simple statistical estimators and machine learning models of covariate information. The paper shows that these combinations improve on both the simple estimator alone and the machine learning model alone. The main concern raised by the reviewers is that the paper provides limited empirical validation. I disagree with this assessment, as the paper should be seen as a machine learning theory paper. As the proposed framework includes a number of advanced machine learning models, including XGBoost it should be very relevant for the NeurIPS community.